COMPLIANCE

ETHRAEON Certification and Audit Registry

Constitutional runtime and evidence control layer for sovereign distributed intelligence.

47
Governance Engines
16
Patents Filed
73
Specifications
9
Patent Families
0
Governance Violations
10K+
Governed Turns

Certification Status

Active Certifications

Constitutional Governance ENFORCED
Evidence Chain Integrity INTACT
Append-Only Protocol (T5-R1) ENFORCED
EUDS Design System ACTIVE
WCAG 2.1 AA COMPLIANT

Pending Certifications

SOC 2 Type II SELF-CERT Q3 2026
ISO 42001 (AI Management) ROADMAP Q4 2026
EU AI Act (High-Risk) ALIGNED
DORA (Digital Operational Resilience) MAPPED

T5-RIGID Governance Protocol

The constitutional governance protocol enforcing runtime integrity across all ETHRAEON systems.

T5-R1: APPEND-ONLY Never delete or overwrite existing evidence
T5-R2: FAIL-CLOSED When uncertain, do nothing
T5-R3: EVIDENCE-REQUIRED Every change produces traceable artifact
T5-R4: NO-PLACEHOLDERS No provisional or mock data in production
T5-R5: NO-RECURSION No self-referential loops in governance

Evidence Chain Status

Chain Root Anchored
Active Cycle Governance
DSUM Version 6.0
Sealed Cycles 24+ cycles (0727 through 0768)
Evidence Integrity SHA-256 verified
Verification Surface verify.ethraeon.ai

Regulatory Alignment

EU AI Act

Article 6 (High-Risk Classification) Mapped
Article 9 (Risk Management) Satisfied
Article 12 (Record-Keeping) Native
Article 14 (Human Oversight) AC-1 Authority
Enforcement Timeline 2025 through 2027

Additional Frameworks

NIST AI RMF Aligned
DORA (EU) Mapped
ISO 42001 In Progress
GDPR (Data Governance) Compliant
Cross-Border (195 Jurisdictions) PCT Active

Constitutional Stack (L0 through L7)

L0: Human Sovereignty AC-1; singular, non-delegable
L1: Constitutional Substrate T5-R1 through R5
L2: DELTASUM Codex Active
L3: GENESIS 3.0 M1 through M19 runtime stack
L4: GENTHOS Orchestration engine
L5: ETHRAEON 5.0 Meta-governance, final arbitration
L6: Unified Runtime Constitutional runtime and Kit Framework
L7: FORGE Expansion AGI/ASI governance (projected)

47 Governance Engines (7 Functional Groups)

Constitutional Core (F1) ACTIVE
Evidence Chain (F2) ACTIVE
Agent Coordination (F3, F4) ACTIVE
Capital and Compliance (F5) ACTIVE
Substrate Abstraction (F6) ACTIVE
Surface and Brand (F7) ACTIVE
Tone and Telos (F8, F9) ACTIVE

Audit Trail (Recent)

Compliance Roadmap

Q2 2026 (Current) Evidence chain operational. 47 engines active. 0 violations.
Q3 2026 SOC 2 Type II self-certification target.
Q4 2026 ISO 42001 preparation. Third-party audit readiness.
Q1 2027 EU AI Act full enforcement alignment. DORA certification.
PCT Deadlines Group 1: Nov 29, 2026. Group 5: Feb 26, 2027.

Authority and Contact

Sovereign Authority AC-1 / S. Jason Prohaska
Entity ETHRAEON Systems (Delaware)
ORCID 0009-0008-8254-8411
Verification verify.ethraeon.ai